Votee AI Compliance AI Agent Selected for HKMA FSS 3.1 Pilot Program

Compliance is a cornerstone of risk management — yet it’s often slowed by endless back-and-forth communication just to complete a single gap analysis. Chasing documents, clarifying policies, and aligning stakeholders can take weeks, leaving financial institutions exposed to risk in the meantime. What if that friction could be eliminated entirely?

Votee AI is developing a Compliance AI Agent — a next-generation RegTech solution designed to serve as the intelligent core of compliance operations. Built on agentic AI architecture, this system acts as a proactive assistant that continuously monitors regulatory updates, cross-references them against internal policies, and generates real-time gap analyses — all without manual intervention.

Rethinking the Compliance Workflow

Instead of relying on fragmented communication and manual review, Votee AI’s Compliance Agent consolidates the process into a single, intelligent workflow. It:

• Automates Gap Analysis – Rapidly compares new regulatory requirements with internal procedures to pinpoint compliance gaps.
• Centralizes Documentation – Maintains an always-updated repository of compliance data to eliminate manual searches and versioning issues.
• Identifies Emerging Risks – Uses reasoning-based AI to flag inconsistencies and potential compliance exposures early.
• Streamlines Task Management – Supports automated tracking and escalation of actions to ensure accountability and transparency.
• Provides Instant Insights – Offers an interactive, AI-powered query interface that delivers clear, reference-based answers to compliance questions.

The Technology Behind the Vision

This agent is powered by Votee AI’s proprietary MAGIC agentic framework, integrating advanced language understanding, retrieval, and reasoning capabilities. Rather than relying on static automation, the agent actively learns from regulatory updates and internal feedback loops, continuously improving its accuracy and contextual understanding.

Backed by the FSS 3.1 Initiative

This project is developed under the Fintech Supervisory Sandbox (FSS) 3.1 initiative by the Hong Kong Monetary Authority (HKMA). The initiative encourages collaboration between technology innovators and the banking sector to explore and pilot AI-driven financial technologies in a controlled environment.

The Road Ahead

Votee AI’s Compliance AI Agent aims to redefine compliance from being a reactive function into a strategic enabler — one that empowers teams to act faster, reduce human error, and focus on decision-making instead of document handling.

This initiative reflects Votee AI’s broader mission: to make AI not just a tool for efficiency, but a trusted partner in achieving operational excellence across the financial industry.

Stay tuned as we continue shaping the future of RegTech — turning compliance from a bottleneck into a competitive advantage.